5 posts tagged with sec. (View popular tags)
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AskMe librarians and other interested parties: how would one, in proper MLA format (6th edition), format a citation for a 10-K form or other SEC filing for a company? [more inside]
posted by activitystory on Sep 15, 2009 - 7 answers

Probably a stupid question -- Is selling a long position and then going long on same security on the same day day trading? Is it subject to any sort of SEC rules? [more inside]
posted by NormandyJack on Oct 5, 2008 - 16 answers

I work for a public company that seems to have frustatingly long stock blackout periods around their quarterly earning calls (~2 months). I'm wondering if this is normal, and if the blackout period length is an arbitrary decision or somehow regulated by law. I'm mainly just curious about the regulations surrounding such a period.
posted by anonymous on Jan 13, 2006 - 4 answers

Automated file archiving for Windows? [more inside]
posted by KirTakat on Dec 16, 2005 - 11 answers

So Lucent got fined yesterday, to the tune of mamny millions of dollars, byt the SEC for the criminal euphemism of Account Irregularities.
Like other high profile SEC investigations, why do they always mention the fine, but never discuss where the funds go?
Are they used to offset the defrauded investor's losses? Or does the gov't turn the investor's loss into it's gain by keeping the fine for its own purposes?
posted by Fupped Duck on May 18, 2004 - 3 answers