How can you maintain your NASD licenses once leaving your firm?
October 6, 2007 9:55 AM Subscribe
NASD licenses (specifically series 7 & 63) requires company sponsorship to obtain. Once obtained, you need company sponsorship to maintain the licenses. Is there a company who will maintain your licenses for you while you are not working in the financial industry? Perhaps for a fee on top of the annual registration costs? I believe you have two years from separation with your employer to obtain a new sponsor.
posted by lawstudent09 to Work & Money (5 answers total)